Our Firm

Hargrave & Associates LLC is a California registered investment advisor.  We are NOT affiliated with any brokerage firm.  We offer fee-based  financial advice to individuals and business. Financial planning and investment management are offered on a fee-only basis, for which we are compensated by a hourly billing, a project,  fixed fee, or a percentage of assets under management.  We are also licensed to provide risk management advice and insurance solutions  for which we can receive commissions.  In all cases, we assume the role of the client's fiduciary. This means we must by law place the interests of the client above our own

 

The  investment advisor representatives of Hargrave & Associates LLC are professionally trained & licensed and have adopted a strict code of ethics as enforced by the CFP™ Board of Standards.  See www.cfp-board.com for code of ethics.

 Our firm differentiates itself from most financial advisory firms and brokers by practicing without accepting commissions on investment products.  This enables us to avoid most of the inherent conflicts of interest associated with the sale of securities.  Our goals and incentives are aligned with yours as we work together to implement a custom plan to achieve your financial goals.